Traffic incidents can have an impact on transportation system performance by causing delays and decreasing travel time reliability for the public and the movement of goods. One of the essential responsibilities of transportation and public safety agencies is to ensure the safe and quick clearance of traffic incidents. According to FHWA, “Traffic Incident Management (TIM) consists of a planned and coordinated multidisciplinary process to detect, respond to, and clear traffic incidents so that traffic flow may be restored as safely and quickly as possible” (FHWA n.d.-b).
Agencies need data about incidents and incident response to understand how traffic incidents affect system performance as well as the performance and associated impacts of TIM activities. Ideally, a host of data associated with incidents would be available, including when and where incidents occur, the type of incidents, the environment and circumstances surrounding incidents, who arrives or departs the scene of an incident and when, what services are provided, and the impacts and duration of incidents. Figure 10-1 depicts these types of data.
Traditionally, data on traffic incidents and TIM activities have been collected in a variety of ways, including crash reports, advanced traffic management systems (ATMS), computer-aided dispatch (CAD) systems, safety service patrol (SSP) programs, and traffic citation systems. Data on traffic incidents exist; however, many of the data are not available and ready for use in analyses. Therefore, agencies and TIM programs infrequently use these data to enhance their understanding of how they could improve TIM practices and policies to reduce system impacts of traffic incidents. There are three primary challenges that contribute to this limitation in traffic incident data:
Note: RCT = roadway clearance time; ICT = incident clearance time.
To maximize the potential for data to improve TIM and to reduce the impacts of traffic incidents on transportation systems, agencies must improve the sharing, quality, and management of traffic incident data.
For nearly two decades, FHWA has sponsored research, outreach, and implementation projects to increase the collection and use of data to improve TIM performance. Within the last decade, TRB’s NCHRP and other programs have also supported work to further the use of data to improve TIM.
The FHWA Focus State Initiative (FSI), conducted from 2005 to 2007, was the first multistate effort to address TIM performance measurement. Through this effort, participating states identified, agreed on, and defined three core TIM performance measures: roadway clearance time (RCT), incident clearance time (ICT), and secondary crashes (Owens et al. 2009).
Following the FSI, FHWA sponsored the TIM Performance Metric Adoption Campaign to encourage adoption of the three nationally recognized TIM performance measures (Carson and Brydia 2011). This project involved an inventory of existing TIM performance measurement practices across states, outreach to decision-makers and TIM stakeholders to encourage the collection of the data to measure TIM performance, and development of a TIM performance measurement spreadsheet to track progress over time.
In 2013, TRB sponsored NCHRP Project 07-20, “Guidance for Implementation of Traffic Incident Management Performance Measurement,” which provided guidelines for the consistent use and application of TIM performance measures in support of the overall efforts of TIM program assessment. These guidelines also include an in-depth discussion of the development, implementation, and application of a model TIM performance measurement database as well as a dictionary of data elements, a model database schema, database scripts, and example analyses of performance objectives or strategic questions that might be of interest to an agency or TIM program (Pecheux et al. 2014).
In 2014, FHWA sponsored additional work toward the institutionalization of TIM performance measurement nationally. Efforts included two national webinars, three multistate workshops, outreach materials, and a document that outlines a process for establishing, implementing, and institutionalizing a TIM performance measurement program (Pecheux 2016).
In calendar years 2017–2018, TIM data were the focus of an FHWA Every Day Counts innovation: Round 4, “Using Data to Improve TIM” (EDC-4). Over that 2-year period, 20 states reported advancing their collection or use of TIM data by at least one implementation stage. States improved the quantity and quality of TIM data and advanced the state of the practice during the EDC-4 period in multiple ways, including via state crash reports, traffic management centers, SSP, and CAD systems integration. In addition, multiple states demonstrated advancements in the use of TIM data for performance measurement and management (e.g., development and deployment of TIM dashboards) (FHWA 2019).
Over the past 6 years, there has been a focus on moving beyond traditional TIM data sources alone to the use of emerging data sources, as well as the integration of multiple data sources for TIM. Examples of such projects include the following:
These projects examined and demonstrated how nontraditional sources of data can be integrated and leveraged to capture not only data on more incidents but also more details about incidents and in a timelier manner.
The purpose of this guide is to provide lessons learned and recommendations for transportation agencies on improving the sharing, quality, and management of data for TIM use cases. Table 10-1 lists example TIM use cases that require a wide range of data.
This chapter is meant to be a quick reference guide that provides agencies an overview and points them toward more detailed information on the basis of their needs. The remainder of the chapter is organized into four sections:
This chapter should help agencies better understand the limitations of the data, the benefits of change, and what steps they can make to improve the data to support TIM use cases.
The references cited are listed at the end of the chapter.
This section presents common barriers, lessons learned, recommendations, and benefits associated with sharing and gaining access to data from internal department of transportation (DOT) groups, external TIM partner agencies, and private data providers in support of a range of TIM use cases.
Table 10-1. Example TIM use cases.
| Category | Example Use Cases |
|---|---|
| TIM performance |
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| TIM planning and resource management |
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| Mobility impacts of incidents and TIM |
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| Safety impacts of incidents and TIM |
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| Traveler information |
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| Advanced technology and data for TIM |
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| TIM policies and practices |
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Figure 10-2 shows examples of data from transportation and other state agencies, TIM partners, and third parties that are relevant to TIM use cases.
While there is no shortage of data relevant to the analysis and assessment of TIM, as previously stated, the multidisciplinary nature of TIM creates challenges to the availability of data for these purposes. Transportation agencies typically rely on their own data, as sharing data between TIM agency partners is limited and creates challenges. The following list summarizes the primary challenges and limitations in sharing TIM data:
Keeping TIM-relevant data in silos due to system incompatibilities, sensitive and proprietary data, and agency culture limits the ability to better understand the impact of incidents on network performance and how TIM activities help improve incident clearance. For example, having AVL data about when various responders arrive at and depart from an incident scene would help paint a clearer picture of the response required and the associated performance measures. Similarly, having better access to state traffic records (e.g., driver, vehicle, citation, injury surveillance)
would reduce the amount of data collected by law enforcement and would add greater detail and more information on incident impacts.
These and other challenges, however, have been overcome in the past. The next section provides examples of successful data sharing within TIM and the associated benefits.
The most common TIM data sharing occurs between traffic management centers and public safety communication centers. FHWA’s publication, Integrating Computer-Aided Dispatch Data with Traffic Management Centers (Burgess et al. 2021), looks at integrating data from public safety CAD systems with transportation operating systems to improve incident response and the safety of responders and travelers. It includes case studies of successful data sharing partnerships that improved operational information and traveler decision-making as well as best practices to advance data sharing relationships between public safety and transportation agencies.
The 2020 report, TMC-PSAP Data Integration (ITE and Pat Noyes & Associates 2020), provides examples of successful data sharing between CAD and traffic management center systems. In 2008, the Minnesota Department of Transportation (MnDOT) and the Minnesota State Patrol (MSP) signed an interagency agreement to share data between their systems. MnDOT’s regional traffic management center receives a clear text XML feed from the MSP CAD system that is ingested by the ATMS software. Traffic management center operators “receive a linked copy of traffic related events created by MSP dispatchers that includes location, event type, remarks, and related incident times” (ITE and Pat Noyes & Associates 2020). A firewall restricts access to the law enforcement database to address privacy issues. The system allows traffic management center operators to gather key benchmarks, including response times and lane and roadway clearance times. The data sharing eliminates duplicate entries, reduces data entry, and increases interagency coordination. MnDOT indicated that more than 70% of events that the DOT responds to are from the state police CAD system (Burgess et al. 2021).
Table 10-2 summarizes the key benefits of integrating CAD data into transportation operations systems, as documented in FHWA’s Integrating Computer-Aided Dispatch Data with Traffic Management Centers (Burgess et al. 2021). That report provides specific examples of benefits from the Oregon DOT (ODOT), which experienced a 30% reduction in response time and a 38% reduction in incident duration from integrating CAD data. ODOT also reported a 60% reduction in calls to the traffic management center after it integrated data from the state police into the traffic management center system, which freed operators to monitor, respond to, and coordinate incident response.
Table 10-2. Benefits of integrated CAD.
| Benefits for Law Enforcement Agencies | Benefits for Transportation Agencies |
|---|---|
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Source: Burgess et al. (2021).
Other transportation agencies have benefited from improved awareness of incidents through integration of CAD data. The Virginia DOT (VDOT) reported that the CAD system provided 88% of the crashes in the ATMS. MnDOT indicated more than 70% of incidents were reported via the MSP CAD system, a significant increase as compared with 10% detection through closed-circuit television (CCTV) cameras. In the Phoenix metropolitan area, state and local agencies can access 90% of arterial incidents through an interface with Phoenix Fire and Mesa CAD systems.
Similarly, the Florida DOT’s (FDOT’s) SunGuide system has integrated Florida Highway Patrol (FHP) data through a one-way feed from FHP’s CAD system into a centralized, statewide database. Two FDOT districts are also working to integrate data from local public safety answering point (PSAP) CAD systems. The Niagara International Transportation Technology Coalition (NITTEC) began work to integrate county CAD data with its ATMS in 2006. The CAD system automatically sends data to the NITTEC ATMS to provide better information about incidents faster, to support faster response and quick clearance (ITE and Pat Noyes & Associates 2020).
Another example of successful data sharing is the Waze for Cities data sharing program. Access to Waze data has helped agencies improve incident detection and situational awareness across a wider geography than was achieved with ITS systems alone. Waze provides free crowdsourced data for real-time operations, and integrating Waze data into ATMS and traffic management center operations has proved to be effective in reducing incident detection and notification times. For example, the Iowa DOT found that in one out of every four events over the years 2018 and 2019, the first notification of the incident was from Waze (FHWA 2020).
This section provides recommendations on how TIM partner agencies can improve data sharing both internally and externally. These recommendations are based on lessons learned from previous efforts to share TIM data and from recommendations published recently in NCHRP Research Report 1071: Application of Big Data Approaches for Traffic Incident Management (Klaver et al. 2023), which examined the data sharing needs of agencies in the context of preparing for the use of big data. The recommendations include the following:
The quality of TIM data affects its usefulness in analysis, performance measurement, and investment decision-making. This section discusses TIM data quality assessments, identifies quality issues and limitations with certain datasets, and offers recommendations for agencies to improve data quality.
NCHRP Research Report 904 (Pecheux et al. 2019) and NCHRP Research Report 1071: Application of Big Data Approaches for Traffic Incident Management (Klaver et al. 2023) provide findings from comprehensive assessments of data quality for a wide range of data relevant to TIM. NCHRP Research Report 904 contains assessments of 31 data sources within six domains: state traffic records, transportation, public safety, crowdsourcing, advanced vehicle systems, and aggregated data providers. The researchers assessed and scored the data sources on nine assessment criteria and two data maturity assessment models/frameworks (one on openness and one on readiness). In NCHRP Research Report 1071, the researchers assessed 16 types of data (as well as multiple data sources within each data type) including traffic incident, traffic, location reference, weather, and third-party CV data. The assessments were based on six dimensions of data quality: completeness, accuracy, conformity, consistency, integrability, and timeliness, each of which can affect the usefulness of data for TIM use cases, particularly big data applications.
The findings from the aforementioned data assessments included both global and data-specific issues with respect to quality that limit or affect the ability to effectively use the data, specifically for more modern big data applications. Global data quality issues include the following:
Table 10-3 lists common data quality challenges and limitations associated with ideal traffic incident data (as shown in Figure 10-1).
Table 10-3. Data quality challenges/limitations specific to ideal traffic incident data.
| Ideal Traffic Incident Data | Data Quality Challenges/Limitations |
|---|---|
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| Ideal Traffic Incident Data | Data Quality Challenges/Limitations |
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Note: T7 = time normal traffic flow returns.
The following recommendations suggest ways to improve TIM data quality.
When assessing TIM data quality, agencies should consider the six dimensions of completeness, timeliness, consistency, conformity, accuracy, and integrability. Table 10-4 lists questions to ask when assessing data quality on each of these six dimensions (Klaver et al. 2023).
Table 10-4. Data assessment questions.
| Data Quality Dimension | Assessment Questions |
|---|---|
| Completeness: expected comprehensiveness |
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| Timeliness: whether information is available when it is expected and needed |
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| Consistency: the data are published the same way across their entire history and geographic coverage |
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| Conformity: the data follow the same set of standard data definitions, such as data type, size, and format, across their history and geographic coverage |
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| Accuracy: the degree to which the data correctly reflect the real-world events being described |
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| Integrability: the ability of the data to be easily integrated with other datasets |
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Traditionally, transportation agencies, as well as TIM partner agencies, have managed internal data in silos by using various tools, including spreadsheets and relational database systems. More recently, agencies have begun to look beyond their traditional sources of incident data to emerging data sources, such as navigation systems data, crowdsourced data, and vehicle probe data, to better understand the impacts of traffic incidents on transportation system performance and TIM performance. These data can be voluminous and structured in a way that does not fit well with an agency’s traditional data management systems.
Key considerations in managing TIM data include opening and sharing data internally within the DOT and externally with TIM partners, making data available in real time, and not getting caught up in one source of truth. This requires effective data governance to manage the security, usability, integrity, and availability of the data, as well as the standards and policies needed to control data and data use (Stedman n.d.-b). Data architecture design should be the first step in the data management process. Without this initial effort, inconsistent environments that need to be harmonized as part of a data architecture arise. Additionally, data architectures must evolve as data and business needs change, making them an ongoing concern for data management teams (Stedman n.d.-a).
In the conduct of research for NCHRP Project 08-116 “Framework for Managing Data from Emerging Transportation Technologies to Support Decision-Making” 24 survey responses were received, 11 telephone interviews were conducted, and a workshop was held with 17 stakeholders representing local, regional, and state transportation agencies to understand data management practices, challenges, and limitations (Pecheux et al. 2020a, 2020b). The findings of this research showed that data management challenges are often related more to cultural and institutional barriers than to technical barriers. The challenges identified include the following:
As previously stated, research shows that culture, not technology, is the biggest barrier to transportation agencies adopting more modern data management practices that could help overcome many of the existing challenges and limitations involved with accessing and using data to improve TIM. Information and guidelines have been developed for transportation agencies to begin making the shift, including three recent projects and reports on modern, big data management that are highly relevant to TIM. This section discusses these products and provides a high-level summary of key data management recommendations.
NCHRP Research Report 904 reviews and assesses current and emerging sources of data that, if leveraged, could help to improve TIM and the associated impacts of incidents on network performance (Pecheux et al. 2019). This report describes potential opportunities to leverage data in a way that could advance the TIM state of the practice, identifies potential challenges (e.g., security, proprietary, or interoperability issues) for agencies exploring big data applications for TIM, and provides guidelines for TIM partner agencies. Guidelines include collecting and leveraging more data, adopting modern data management practices (e.g., cloud and common data storage environments), using data for decision-making, opening and sharing data and data
products, and using open-source software. The report outlines eight general guidelines for agencies to effectively manage data for TIM:
NCHRP Research Report 952 provides guidelines, tools, and a modern data management framework based on the big data management life cycle (Pecheux et al. 2020a). The guidelines include the following:
The guidebook offers more than 100 data management recommendations across the data life cycle that will help agencies modernize their data management practices to make better use of data for TIM use cases and decision-making. The guidebook introduces new concepts and methodologies concerning data management, along with industry best practices for big data. This guidebook offers experiences from transportation agencies that have navigated the implementation of modern data management practices to extend beyond traditional siloed use cases, including their challenges and successes.
NCHRP Research Report 952 also presents a roadmap for transportation agencies on implementing the framework and recommendations to begin shifting—technically, institutionally, and culturally—toward effectively managing existing data and data from emerging technologies.
NCHRP Research Report 1071 demonstrates the feasibility and practical value of big data approaches to improve TIM (Klaver et al. 2023). The team identified TIM big data use cases,
Source: Klaver et al. (2023).
gathered and assessed data required for the use cases, and built data pipelines using modern data management and big data practices and techniques. While this was feasible, there were challenges and limitations with the data available, particularly the data provided by public agencies (e.g., quality issues related to completeness and consistency, lack of standardization of the datasets, data not being machine readable or delivered in ways that facilitated ingestion). While fewer challenges and limitations may exist when getting data directly from third-party data vendors, these data usually come at a price, and agencies have little control over how the data are collected, served (standards used), and controlled for quality. Figure 10-3 shows a summary of recommended guidelines from this project.
With new technologies emerging frequently, the data landscape is changing rapidly, creating promising opportunities, some of which cannot yet be imagined. Transportation agencies need to explore innovative approaches for collecting, sharing, managing, and using data and must remain flexible to quickly adopt new sources of data as they become available.
Figure 10-4 illustrates opportunities for TIM agencies to accelerate the collection, sharing, and use of data to improve TIM practices, policies, and performance and to reduce the overall impacts of traffic incidents on transportation networks. These opportunities include
As seen in the figure, these opportunities are interdependent and synergistic. Leveraging existing data will require working collaboratively both internally and externally and will require agencies to address data quality and standards. Likewise, addressing data quality and standards will require collaboration with groups internal to DOTs as well as with partner agencies. At the center of these efforts is the opportunity to leverage modern data management practices that will facilitate the sharing of existing data, improvements in data quality, and further collaboration. This section addresses each of these opportunities individually.
There are numerous sources for TIM data that could be leveraged to enhance incident management. FHWA’s report on sources of traffic incident data (Klaver and Gray forthcoming) examined various sources of TIM data. State DOTs and TIM programs may consider the following existing data sources, which could provide immediate opportunities for TIM:
Sharing and integrating TIM data require addressing different standards used across response disciplines and variations in data quality in terms of completeness, accuracy, conformity, consistency, integrability, and timeliness. To effectively integrate disparate data sources, common data elements, expressed using the same format or standards, must be present. This applies to temporal and geospatial elements as well as to incident categories and response activities. TIM partners should conduct comprehensive data inventories, identify commonalities and differences among the data and data quality issues, establish data quality processes and targets, and discuss ways to harmonize the data to improve data sharing and integration.
The U.S. DOT is working to develop data exchanges aimed at managing disruptions to roadway operations. The U.S. DOT intends to develop the data exchanges by using a model like the open and iterative specification development model of the WZDx specification. Incident management will be the focus of one of these data exchanges. A national TIM data exchange would provide an open data system to allow agencies to share TIM data more readily for operations, planning, and assessment (NOCoE 2024).
TIM requires collaborative efforts among responding disciplines and agencies, and this collaborative approach should be extended to the use of data to improve TIM practices and policies. A collaborative approach requires that the stakeholders work together to identify shared interests and data needs and to build on these common interests to address data-sharing challenges and enhance opportunities. A collaborative approach requires that agencies and business areas overcome their traditional institutional and cultural barriers to share data that have long been siloed for their exclusive efforts, develop common data formats that facilitate data integration, and protect or obfuscate sensitive data without locking down complete datasets. The sharing and integration of ATMS and CAD data is an example of how agencies have overcome cultural, mission, and system differences, as well as legal limitations on data sharing, through strong collaboration and shared interests and is a success story that TIM partners should leverage and build upon in future data collaboration efforts.
State DOTs need to continue to explore opportunities to work collaboratively with their law enforcement, fire and rescue, EMS, and towing and rescue partners to find ways to break down silos associated with the collection, sharing, and use of data to improve TIM practices and policies.
A collaborative approach goes hand in hand with the modern approach to data management. Adopting a modern approach to data management requires agencies to shift the way they have traditionally thought about data. Shifting from traditional data management (e.g., relational database management systems) to modern data management approaches could help TIM agencies improve the sharing, quality, and management of relevant datasets by storing, accessing, and analyzing disparate data across TIM partner agencies. Furthermore, the bigger and more complex datasets become, the bigger the challenges and the opportunities for TIM agencies. Modern data management approaches would allow transportation and partner agencies to contribute to and leverage a common data environment (i.e., the cloud), create and share data pipelines and products (e.g., dashboards) for a wide range of TIM use cases, and leverage the data pipelines and products created by partner agencies to improve upon them and add value.
Moving from traditional relational databases to a centralized data store in a cloud environment requires technical, institutional, and cultural shifts in the way agencies manage data. The modern approach to data management presents substantial changes from the way most transportation agencies have operated traditionally. State DOTs need to build organizational capability and knowledge to effectively share, manage, and use data from a wide range of data sources to improve TIM.
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